Onboard clients in hours,
not weeks.
Regulated work doesn't have to be slow work. Agents handle KYC, document intake, compliance checks, and client comms: fully audited, fully reversible, and faster than your fastest associate.
Four places regulated work goes to die.
We hear these from RIAs, wealth managers, and boutique asset managers. Same friction, different acronyms.
Onboarding takes 7–14 days
New client forms sit in inboxes. Compliance reviews stack up behind holidays. By the time funds transfer, the client has cooled.
Advisors spend half their day on admin
Document chasing, form prep, compliance emails, review scheduling. The billable conversation is the 20%, not the 80%.
Annual reviews are a scramble
Quarterly suitability and annual reviews crunch the compliance team. Everything is manual, manual is late, late is a finding.
Client comms are generic
Market notes go out to everyone the same way. Clients feel like a number. Wallet share stalls.
Five agents. One compliant operations layer.
Every agent logs its reasoning. Every outbound action is reversible. Your compliance team sees more, not less, with a fraction of the manual load.
Client Onboarding Agent
Runs identity, KYC, source-of-funds, and risk profiling end-to-end. Drafts the IMA. Routes to compliance only for exceptions. Full audit trail.
- ID documents
- Prior-tax statements
- Bank links
- Advisor notes
- KYC pack
- Risk profile
- Draft IMA
- Audit trail
From scorecard to auditable impact in 90–120 days.
We open with a paid Scorecard. If the business case doesn't pass your compliance bar, we tell you. If it does, controls first, automation second, velocity third.
AI Readiness Scorecard
Every engagement opens with a paid diagnostic ($7,500 to $30,000). We analyze your operation, your data, your controls, and your supervisory model. You get a prioritized roadmap of the one to three automations that will produce the best return with the least risk and the cleanest audit posture. If the business case doesn't land, we tell you before you commit to a build.
Compliance alignment
With the Scorecard in hand, we sit with your CCO. Map every regulated workflow in detail, agree on controls, document the agent audit model.
Onboarding goes live
Client Onboarding and Document Intake agents deploy. Advisors keep their CRM. Compliance reviews before anything ships.
Review & comms agents live
Suitability reviews and personalized comms run in parallel. Your supervisors see every action.
Scale & audit
Surveillance agent closes the loop. We deliver the audit package and run the first regulatory tabletop together.
Your conservative annual recovery.
Drag the sliders to match your firm. Figures map to advisor hours reclaimed from admin, not soft value.
Answers for the skeptical Chief Compliance Officer.
We've been asked all of these. If yours isn't here, a 30-minute call is the fastest path.
Agents are tools. They don't replace supervision. Every action is logged, reversible, and routed through your compliance team on exceptions. We've worked with firms under SEC, FINRA, FCA, and OSC regimes.
30 minutes to see how it passes your audit.
Bring your toughest compliance scenario. We'll show you the full audit trail, the supervisor view, and the exception path. No slides.